Menu

401(k) Audit Basics, Part 3 - Distribution Testing, Investments and Audit Wrap-up

Overview

Distribution testing, investments and audit wrap-up (bold)

Employee benefit plan audits are quite different from corporate audits and require an understanding of the unique audit areas specific to plans.

Part 3 of the 401(k) audit basics series addresses distribution testing, investments and audit wrap-up, including:

  • The various types of plan distributions and benefit payments
  • Types of plan investments and the related disclosures
  • ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas
  • Wrapping up the audit
  • Common issues and errors seen in these areas

    Prerequisites

    None

    Objectives

    • Identify various types of plan investments.
    • Distinguish required investment disclosures.
    • Recall unique aspects of ERISA Section 103(a)(3)(C) and non-Section 103(a)(3)(C) audits and the common issues and errors typically seen in these areas.
    • Identify the various types of plan distributions and benefit payments.
    • Recognize issues to consider in wrapping up the audit.

    Highlights

  • Plan distributions and benefit payments
  • Investments and related disclosures
  • ERISA Section 103(a)(3)(C) audits
  • Audit wrap-up

    Register Now

    Materials are generally available 3 days in advance of an event. Once you have downloaded the manual, we are unable to cancel your registration.

  • Event Code:

    4760086

    2 CPE Credits
    Auditing: 2 Credits

    Registration

    Member Price:
    $125
    Non-member Price:
    $149

    Registration is open through 05/14.

    Wednesday, May 14th

    1:00pm to 3:00pm

    Add to Calendar