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The Role of Internal Audit in SOX Compliance

Overview

The Sarbanes Oxley Act (SOX) continues to pose challenges with compliance. Companies must continue to evaluate whether they have designed and implemented an adequate system of internal controls over financial reporting (ICFR). This course will address the best practices that ensure an effective and efficient approach to SOX compliance. 

Objectives

  • List important requirements of SOX
  • Recall tips for designing and performing compliance testing
  • List best practices for better managing projects related to SOX compliance

Highlights

  • Designing work plans for compliance testing
  • Best practices for managing projects for effectiveness and efficiency
  • Ensuring quality Information Produced/Provider by the Entity (IPE)

Register Now

Materials are generally available 3 days in advance of an event. Once you have downloaded the manual, we are unable to cancel your registration.

Event Code:

7214670

2 CPE Credits
Auditing: 2 Credits

Registration

Member Price:
$79
Non-member Price:
$109

Registration is open through 03/06.

Friday, March 6th

2:00pm to 3:48pm

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Instructor

Jennifer Louis